Forensic Testing Associate

Do you want an opportunity to work closely with the Senior Compliance Officers/ The Chief Compliance Officer, and/or other senior members of the Legal & Regulatory Group? Our client offers an opportunity to enroll in an internal training class designed for Forensic Associates. The class covers market fundamentals, mechanics of financial securities, and portfolio management theory.


We are seeking an open minded, highly disciplined individual. You will be responsible for conducting tests and audits of investments which is the foundation of this company. You will have an opportunity to work with the front office groups to gain a deep understanding of their activities and processes, and then perform data analysis as part of operational and regulatory risk management function. Interact with members of the Account Management, Execution Trading, and Security departments. The results of such tests will be shared with the senior executives / leadership. You will also be expected to advance the existing tests and design new tests. You will be expected to review and manipulate large data sets within Microsoft Excel or similar software and build, analyze data queries using SQL or similar languages.


2+ years relevant work experience at a financial company, consulting firm or auditor or regulator

SQL & VBA skills- Excellent Excel skills (a test will be administered)

Data management and analysis experience

Strong spreadsheet modeling (Excel skills)

Skilled with software/technology and Bloomberg

Proven skills with Project completion

Job Benefits

We’re happy to share more about our client and the responsibilities for this role. 100% paid benefits, bonus, great vacation plan, onsite gym, etc.


Please send your resume in Word or PDF format to: barb@hiresolutions.net

Copy and Paste the following job title and code and place it in the subject line of your email so we can identify the job: Forensic Testing Associate (#1572-MH1434)

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Position: Forensic Testing Associate

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Employment Type
Job Location
Westport, CT, USA
Date posted
September 20, 2018
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